17 December 2015

Background

KordaMentha Forensic was appointed on 14 November 2014 (ASIC media release 14-302) to monitor compliance with additional Australian Financial Services Licence conditions imposed by ASIC on two CBA financial planning businesses, Commonwealth Financial Planning Limited and Financial Wisdom Limited.
The first KordaMentha Forensic report was issued on 23 April 2014 (ASIC Media Release 15-083).

All queries related to the content, or to any use of this report must be addressed to KordaMentha Forensic at [email protected], with a copy to ASIC at [email protected]

Please note: KordaMentha Forensic is not handling complaints from customers of Commonwealth Financial Planning Limited or Financial Wisdom Limited. If you have a report of misconduct, please lodge it with ASIC here.